DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• B•••••

C••••• C•••••• M••••••••• L••state registeredNaples, FlIA-onlyIAPD 7006846

Feed of 09/14/2026

At current firm

0 y

since Jan 5, 2026

In the industry

19 y

since Jan 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• C•••••• M••••••••• L•• state registered current
since Jan 5, 2026 · Naples, Fl
S•••• I••••• S••••••••• L•• independent RIA
Sep 6, 2024 to Oct 10, 2025 · Naples, Fl
P•••• S••••••••• L•• no RAUM
Jan 17, 2023 to Jun 12, 2024 · Naples, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2022 to Jan 26, 2023 · Bonita Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••• I••••• S••••••••• L•• to C••••• C•••••• M••••••••• L••
left Oct 10, 2025, registered Jan 5, 2026 (87 days) · RIA to a state-registered adviser
P•••• S••••••••• L•• to S•••• I••••• S••••••••• L••
left Jun 12, 2024, registered Sep 6, 2024 (86 days) · Affiliated broker-dealer or bank to independent RIA
M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••
left Jan 26, 2023, registered Jan 17, 2023 (-9 days) · Affiliated broker-dealer or bank to another

Signals

M••••• B••••• left S•••• I••••• S••••••••• L•• for C••••• C•••••• M••••••••• L•• (registered 2026-01-05)
Oct 10, 2025 · Advisor changed firm · fact
M••••• B••••• left P•••• S••••••••• L•• for S•••• I••••• S••••••••• L•• (registered 2024-09-06)
Jun 12, 2024 · Advisor changed firm · fact
M••••• B••••• left M•• I•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-01-17)
Jan 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address