DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Harmony Smith

Advisors Capital Management, LLCindependent RIACoeur D'Alene, Id IA-onlyIAPD 7007109

Certified Financial Planner

Feed of 09/14/2026

Also filed as Harmony Delaney Davies

At current firm

0 y

since Jun 8, 2026

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advisors Capital Management, LLC independent RIA current
since Jun 8, 2026 · Coeur D'Alene, Id
Ameriprise Financial Services, LLC national BD
Mar 5, 2023 to May 26, 2026 · Coeur Dalene, Id
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 12, 2020 to Feb 16, 2023 · Charlotte, Nc
Robert W. Baird & Co. Incorporated mixed wealth
Oct 1, 2019 to Apr 9, 2020 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Advisors Capital Management, LLC
left May 26, 2026, registered Jun 8, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLC
left Feb 16, 2023, registered Mar 5, 2023 (17 days) · Wirehouse to affiliated broker-dealer or bank
Robert W. Baird & Co. Incorporated to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 9, 2020, registered May 12, 2020 (33 days) · RIA to wirehouse

Signals

Harmony Smith left Ameriprise Financial Services, Llc for Advisors Capital Management, Llc (registered 2026-06-08)
May 26, 2026 · Advisor changed firm · fact
Harmony Smith left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ameriprise Financial Services, Llc (registered 2023-03-05)
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address