RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• D•••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 19, 2026 · Danvers, Ma
- I••••••••• W••••• C••••••• L•• independent RIADec 7, 2021 to Mar 31, 2026 · Waltham, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDNov 26, 2018 to Dec 5, 2019 · Middleton, Ma
- I••••••••• W••••• C••••••• L•• to L•• F•••••••• L••left Mar 31, 2026, registered Mar 19, 2026 (-12 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• W••••• C••••••• L••left Dec 5, 2019, registered Dec 7, 2021 (733 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• D••••••• left I••••••••• W••••• C••••••• L•• for L•• F•••••••• L•• (registered 2026-03-19)Mar 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address