RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• M•••• I••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince May 28, 2024 · Fort Worth, Tx
- W•••• F•••• A••••••• wirehouseAug 23, 2019 to May 30, 2024 · Arlington, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDDec 18, 2018 to Aug 15, 2019 · Plano, Tx
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left May 30, 2024, registered May 28, 2024 (-2 days) · Wirehouse to independent RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 15, 2019, registered Aug 23, 2019 (8 days) · Affiliated broker-dealer or bank to wirehouse
- K•••••• M•••• I•••• left W•••• F•••• A••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-05-28)May 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address