RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••••• M••••
- O•• R••• W••••• M••••••••• state registered currentsince Sep 1, 2020 · Lee'S Summit, Mo
- C••••••••• F•••••••• N•••••• national BDJun 17, 2020 to Sep 1, 2020 · Lee'S Summit, Mo
- U•• F•••••••• S••••••••• L•• independent RIAOct 15, 2018 to Jun 18, 2020 · Ada, Mi
- C••••••••• F•••••••• N•••••• to O•• R••• W••••• M•••••••••left Sep 1, 2020, registered Sep 1, 2020 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- U•• F•••••••• S••••••••• L•• to C••••••••• F•••••••• N••••••left Jun 18, 2020, registered Jun 17, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address