DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cfg Retirement

Independent wealth managerEdina, MinnesotaCRD 179516SEC 801-129292websiteIAPD
Legal name Assured Retirement Financial Group, Inc.
Latest filing Mar 29, 2026
First filing on the tape Dec 4, 2023 · 9 filings
SEC status approved since Jan 3, 2024
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$241M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.3M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$241M as of Mar 29, 2026
Mar 15, 2024$123M then
HNW client RAUM$144M as of Mar 29, 2026
Mar 15, 2024$59.4M then
State-registered IARs (5.B.3)4 as of Mar 29, 2026
Mar 15, 20243 then
Employees (5.A)7 as of Mar 29, 2026
Mar 15, 20243 then
Private funds: no history
RAUM +33% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$80.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
180derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$906,153derivedHNW RAUM over HNW clients
Average account
$458,200derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+47%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$144M60%
  • Individuals$96.9M40%
Individual clients
382reported
HNW clients
159reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
526reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Vincent Lombardi OldreCertified Financial PlannerEdina, MnMay 18, 201512 y1
Jacqueline Ann Nelson-LamottEdina, MnFeb 21, 202028 y0
Michael StendahlEdina, MnApr 21, 202131 y3
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lombardi Vincent Oldre · President/Ccocontrol
    since 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
  • Cfg Retirement
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Edina, Mn · principal301
Ellijay, Ga000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 614 to 526
    Jun 9, 2025 to Mar 29, 2026
  • HNW clients · 127 to 159
    Jun 9, 2025 to Mar 29, 2026
  • Individual clients · 240 to 382
    Jun 9, 2025 to Mar 29, 2026
  • Employees · 5 to 7
    Jun 9, 2025 to Mar 29, 2026
  • Discretionary RAUM · $182M to $241M
    Jun 9, 2025 to Mar 29, 2026
  • HNW RAUM · $128M to $144M
    Jun 9, 2025 to Mar 29, 2026
  • Individual RAUM · $53.6M to $96.9M
    Jun 9, 2025 to Mar 29, 2026
  • RAUM · $182M to $241M
    Jun 9, 2025 to Mar 29, 2026
  • Financial planning clients · 101-250 to 101-250
    Mar 13, 2025 to Jun 9, 2025
  • Accounts · 267 to 614
    Dec 18, 2024 to Mar 5, 2025
  • Advisory employees · 3 to 4
    Dec 18, 2024 to Mar 5, 2025
  • HNW clients · 45 to 127
    Dec 18, 2024 to Mar 5, 2025
  • Individual clients · 224 to 240
    Dec 18, 2024 to Mar 5, 2025
  • Employees · 3 to 5
    Dec 18, 2024 to Mar 5, 2025
  • State-registered IARs · 3 to 4
    Dec 18, 2024 to Mar 5, 2025
  • Discretionary RAUM · $123M to $182M
    Dec 18, 2024 to Mar 5, 2025
  • HNW RAUM · $59.4M to $128M
    Dec 18, 2024 to Mar 5, 2025
  • Individual RAUM · $64.0M to $53.6M
    Dec 18, 2024 to Mar 5, 2025
  • RAUM · $123M to $182M
    Dec 18, 2024 to Mar 5, 2025
  • Accounts · 393 to 267
    Dec 12, 2023 to Mar 15, 2024
  • HNW clients · 38 to 45
    Dec 12, 2023 to Mar 15, 2024
  • Individual clients · 209 to 224
    Dec 12, 2023 to Mar 15, 2024
  • Discretionary RAUM · $101M to $123M
    Dec 12, 2023 to Mar 15, 2024
  • HNW RAUM · $42.8M to $59.4M
    Dec 12, 2023 to Mar 15, 2024
  • Individual RAUM · $58.0M to $64.0M
    Dec 12, 2023 to Mar 15, 2024
  • RAUM · $101M to $123M
    Dec 12, 2023 to Mar 15, 2024
Signals
4 dated events
  • Martin Charles O'Shaughnessy left Cfg Retirement for Foundations Investment Advisors Llc (registered 2026-08-07)
    Jul 27, 2026 · Advisor changed firm · fact
  • Connor Joseph Farley left Cfg Retirement for U.S. Bancorp Investments, Inc. (registered 2025-10-22)
    Aug 11, 2025 · Advisor changed firm · fact
  • Scott Edward Stooksbury left Cfg Retirement for Creativeone Wealth, Llc (registered 2025-07-10)
    Jul 23, 2025 · Advisor changed firm · fact
  • Cfg Retirement filed its initial SEC registration (Form ADV)
    Dec 4, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
952-657-7470reportedpublished by the firm, firm site, Sep 16, 2026
Website
ASSUREDRETIREMENTGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
952-657-7470reportedpublic record, Form ADV, Mar 29, 2026
Team page
cfgretirement.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$80.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026