DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• S••• W••• L••

P••• A••••• S••••••••• L••BD affiliatedOakbrook Terrace, Ildual registrantIAPD 7015673

Feed of 09/16/2026

Also filed as Jacob Lee

At current firm

2 y

since Jan 4, 2024

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Jan 4, 2024 · Oakbrook Terrace, Il
P•••• S••••••••• L•• no RAUM
May 22, 2020 to Jan 4, 2024 · Exton, Pa
E•••••••• A•••••••• L•• national BD
Jan 4, 2019 to May 1, 2020 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to P••• A••••• S••••••••• L••
left Jan 4, 2024, registered Jan 4, 2024 (0 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to P•••• S••••••••• L••
left May 1, 2020, registered May 22, 2020 (21 days) · Affiliated broker-dealer or bank to another

Signals

J•••• S••• W••• L•• added a FL registration at P••• A••••• S••••••••• L••
Sep 15, 2026 · New state registration · fact
J•••• S••• W••• L•• added a AL registration at P••• A••••• S••••••••• L••
Aug 7, 2026 · New state registration · fact
J•••• S••• W••• L•• left P•••• S••••••••• L•• for P••• A••••• S••••••••• L•• (registered 2024-01-04)
Jan 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address