RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••• M•••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Jun 24, 2024 · Largo, Md
- V••••• A•••• M••••••••• independent RIADec 20, 2019 to Mar 26, 2020 · Clinton, Md
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 3, 2019 to Oct 24, 2019 · Glen Allen, Va
- P•••• S••••••••• L•• no RAUMFeb 22, 2019 to Mar 18, 2019 · North Bethesda, Md
- V••••• A•••• M••••••••• to B••••••••• W••••• A•••••••• L••left Mar 26, 2020, registered Jun 24, 2024 (1551 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to V••••• A•••• M•••••••••left Oct 24, 2019, registered Dec 20, 2019 (57 days) · Other
- P•••• S••••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 18, 2019, registered May 3, 2019 (46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address