S•••••••• M• R•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Apr 20, 2023 · Saint Petersburg, Fl
• R•••••• J•••• • A••••••••• I••• national BD current
  since Apr 20, 2023 · St. Petersburg, Fl
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Nov 19, 2021 to Apr 6, 2023 · Oshkosh, Wi
• P•••• S••••••••• L•• no RAUM
  Feb 23, 2021 to Oct 11, 2021 · Appleton, Wi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jul 28, 2020 to Mar 2, 2021 · Oshkosh, Wi

• F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 6, 2023, registered Apr 20, 2023 (14 days) · Affiliated broker-dealer or bank to another
• P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Oct 11, 2021, registered Nov 19, 2021 (39 days) · Affiliated broker-dealer or bank to another
• A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••
  left Mar 2, 2021, registered Feb 23, 2021 (-7 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Apr 6, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

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