DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dustin Michael Galvan

Edward Jonesnational BDOmaha, Nedual registrantIAPD 7027144
Feed of 09/14/2026
Also filed as Dustin Michael Galvan
At current firm
1 y
since Nov 25, 2024
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
  • Edward Jones national BD current
    since Nov 25, 2024 · Omaha, Ne
  • Smart Wealth, LLC independent RIA
    Jan 19, 2022 to Nov 19, 2024 · Omaha, Ne
  • Edward Jones national BD
    May 31, 2019 to Jan 7, 2022 · Papillion, Ne
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Dustin Michael Galvan left Smart Wealth, Llc for Edward Jones (registered 2024-11-25)
    Nov 19, 2024 · Advisor changed firm · fact
  • Dustin Michael Galvan left Edward Jones for Smart Wealth, Llc (registered 2022-01-19)
    Jan 7, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
10derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address