M••• T•••

J••• M••••• S••••••••• L••wirehouseWatertown, Ma dual registrantIAPD 7028531

Feed of 09/15/2026

Also filed as K• M• T•••••••• T•••••••• M•••• T•••

At current firm

2 y

since Mar 6, 2024

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 6, 2024 · Weston, Ma
C•••••• S••••• • C••• I••• national BD
Sep 25, 2021 to Nov 28, 2023 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 2, 2019 to Aug 26, 2021 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Nov 28, 2023, registered Mar 6, 2024 (99 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Aug 26, 2021, registered Sep 25, 2021 (30 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Nov 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address