RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 17, 2025 · Greenville, Sc
- L•• F•••••••• L•• BD affiliatedApr 5, 2023 to May 1, 2025 · Revere, Ma
- P••••• I••••••••• M••••••••• L•• asset managerMar 8, 2022 to Mar 10, 2023 · Boston, Ma
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 1, 2025, registered Dec 17, 2025 (230 days) · Affiliated broker-dealer or bank to another
- P••••• I••••••••• M••••••••• L•• to L•• F•••••••• L••left Mar 10, 2023, registered Apr 5, 2023 (26 days) · Other
- J••• L••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-12-17)May 1, 2025 · Advisor changed firm · fact
- J••• L••••• left P••••• I••••••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2023-04-05)Mar 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address