DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John V Thompson
Feed of 09/14/2026
Also filed as John Thompson
At current firm
4 y
since Mar 15, 2022
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Nationwide Investment Advisors, LLC BD affiliated currentsince Mar 15, 2022 · Columbus, Oh
- Valmark Advisers, Inc. BD affiliatedApr 15, 2021 to Jan 31, 2022 · Kettering, Oh
- Fifth Third Securities, Inc. BD affiliatedMay 5, 2020 to Mar 23, 2021 · Reynoldburg, Oh
Moves
a registration end followed by a registration begin elsewhere
- Valmark Advisers, Inc. to Nationwide Investment Advisors, LLCleft Jan 31, 2022, registered Mar 15, 2022 (43 days) · Affiliated broker-dealer or bank to another
- Fifth Third Securities, Inc. to Valmark Advisers, Inc.left Mar 23, 2021, registered Apr 15, 2021 (23 days) · Affiliated broker-dealer or bank to another
Signals
- John V Thompson left Valmark Advisers, Inc. for Nationwide Investment Advisors, Llc (registered 2022-03-15)Jan 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address