RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C•••• C••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Nov 14, 2025 · Alpharetta, Ga
- C••••••••• F•••••••• N•••••• national BDJan 17, 2025 to Nov 17, 2025 · Chicago, Il
- C••••••••• F•••••••• N•••••• to M•••• F•••••••• A•••••••left Nov 17, 2025, registered Nov 14, 2025 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Thomas Craig Clark left Commonwealth Financial Network for Merit Financial Advisors (registered 2025-11-14)Nov 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address