RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E•••• B•••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 14, 2022 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 9, 2016 to Jul 9, 2022 · Washington, Dc
- D••••••• B••• S••••••••• I••• no RAUMDec 24, 2009 to Jun 6, 2016 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerJun 17, 2005 to Jan 4, 2010 · Laurel, Md
- T••••• S••••••••• I••• unclassifiedMar 10, 2004 to Jun 13, 2005 · Washington, Dc
- M••••• S•••••• D• I••• unclassifiedJun 15, 2001 to Feb 3, 2004 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 9, 2022, registered Jul 14, 2022 (5 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 6, 2016, registered Jun 9, 2016 (3 days) · Other
- S••••••• I••••••••• S•••••••• I••• to D••••••• B••• S••••••••• I•••left Jan 4, 2010, registered Dec 24, 2009 (-11 days) · Other
- T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 13, 2005, registered Jun 17, 2005 (4 days) · Other
- M••••• S•••••• D• I••• to T••••• S••••••••• I•••left Feb 3, 2004, registered Mar 10, 2004 (36 days) · Other
- R•••••• E•••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-07-14)Jul 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address