RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•••••• M•••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Jul 8, 2026 · Woodhaven, Mi
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 3, 2023 · Farmington Hills, Mi
- C••••••• S••••••••• formerApr 28, 2021 to Nov 3, 2023 · Farmington, Mi
- C••••••• S••••••••• I••• BD affiliatedDec 2, 2019 to May 3, 2021 · Fairlawn, Oh
- M••••• S•••••• wirehouseFeb 22, 2019 to Nov 15, 2019 · Troy, Mi
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to C••••••• S•••••••••left May 3, 2021, registered Apr 28, 2021 (-5 days) · Other
- M••••• S•••••• to C••••••• S••••••••• I•••left Nov 15, 2019, registered Dec 2, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address