DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• W•••••••

A•••• W••••• A•••••••independent RIABellevue, WaIA-onlyIAPD 7044565

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• H W•••••••

At current firm

1 y

since Jun 9, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• A••••••• independent RIA current
since Jun 9, 2025 · Bellevue, Wa
K••••• F•••••••• A•••••••• L•• independent RIA
Jan 8, 2025 to Apr 7, 2025 · Kirkland, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 21, 2024 to Sep 18, 2024 · Bellevue, Wa
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 11, 2022 to Mar 24, 2023 · Sarasota, Fl
D••• D••••••• • C•• independent RIA
Apr 8, 2019 to Feb 2, 2022 · Vancouver, Wa

Moves

a registration end followed by a registration begin elsewhere

K••••• F•••••••• A•••••••• L•• to A•••• W••••• A•••••••
left Apr 7, 2025, registered Jun 9, 2025 (63 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• F•••••••• A•••••••• L••
left Sep 18, 2024, registered Jan 8, 2025 (112 days) · Wirehouse to independent RIA
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 24, 2023, registered May 21, 2024 (424 days) · Affiliated broker-dealer or bank to wirehouse
D••• D••••••• • C•• to A••••••••• F•••••••• S•••••••• L••
left Feb 2, 2022, registered Mar 11, 2022 (37 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• W••••••• left K••••• F•••••••• A•••••••• L•• for A•••• W••••• A••••••• (registered 2025-06-09)
Apr 7, 2025 · Advisor changed firm · fact
M•••••• W••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for K••••• F•••••••• A•••••••• L•• (registered 2025-01-08)
Sep 18, 2024 · Advisor changed firm · fact
M•••••• W••••••• left A••••••••• F•••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-05-21)
Mar 24, 2023 · Advisor changed firm · fact
M•••••• W••••••• left D••• D••••••• • C•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-03-11)
Feb 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address