DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• I• M••••••

U•• F•••••••• S••••••• I•••wirehouseEl Segunda, Cadual registrantIAPD 7045483

Feed of 09/14/2026

Also filed as V•••••• Ivanova M••••••

At current firm

2 y

since Jan 5, 2024

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jan 5, 2024 · El Segunda, Ca
E•••• A••••••• independent RIA
Nov 15, 2023 to Jan 24, 2024 · Los Angeles, Ca
U•• F•••••••• S••••••• I••• wirehouse
Oct 22, 2020 to Nov 14, 2023 · El Segunda, Ca
S•••••• N••••••• • C••••••• I••••••••• national BD
Mar 3, 2020 to Oct 12, 2020 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

E•••• A••••••• to U•• F•••••••• S••••••• I•••
left Jan 24, 2024, registered Jan 5, 2024 (-19 days) · RIA to wirehouse
U•• F•••••••• S••••••• I••• to E•••• A•••••••
left Nov 14, 2023, registered Nov 15, 2023 (1 days) · Wirehouse to independent RIA
S•••••• N••••••• • C••••••• I••••••••• to U•• F•••••••• S••••••• I•••
left Oct 12, 2020, registered Oct 22, 2020 (10 days) · Affiliated broker-dealer or bank to wirehouse

Signals

V•••••• I• M•••••• left E•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2024-01-05)
Jan 24, 2024 · Advisor changed firm · fact
V•••••• I• M•••••• left U•• F•••••••• S••••••• I••• for E•••• A••••••• (registered 2023-11-15)
Nov 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address