DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Evoke Advisors
Legal name Evoke Wealth, LLC
Latest filing Jul 10, 2026
First filing on the tape Apr 15, 2019 · 27 filings
SEC status approved since May 13, 2019
RAUM
$17B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
70%
$12B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
96
25 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
23
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$17B as of Jul 10, 2026
Mar 30, 2020$4.7B then
HNW client RAUM$12B as of Jul 10, 2026
Mar 30, 2020$4.0B then
State-registered IARs (5.B.3)41 as of Jul 10, 2026
Mar 30, 202013 then
Employees (5.A)96 as of Jul 10, 2026
Mar 30, 202020 then
Private funds23 as of Jul 10, 2026
Mar 30, 20203 then
RAUM -38% over the last fiscal year+19% a year over threeIARs 42 to 41
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $422MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.8MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 8.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $6.3B, 198 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$12B71%
- Pooled investment vehicles$3.0B17%
- Charitable organizations$1.2B7.3%
- Pension and profit-sharing plans$492M2.9%
- Corporations and businesses$225M1.3%
- Individual clients
- n/areported
- HNW clients
- 874reported
- Pension plan clients
- 20reported
- Charitable clients
- 29reported
- Accounts
- 12,528reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.3B for 198 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.7 fund_share=0.17 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
7 left, 6 joined in 12 months
net -1 in 12 months3 left in 90 days1 joined in 90 days11 left over 36 months
Left, latest
- Mark Elliott Sear to Inbalance Advisors, LLCSep 4, 2026 · RIA to RIA
- Melanie C Jones to Inbalance Advisors, LLCSep 4, 2026 · RIA to RIA
- David Chih Hou to Inbalance Advisors, LLCSep 4, 2026 · Other
- Armen George Keheyan to Mai Capital Management, LLCMay 5, 2026 · RIA to RIA
- Nicholas Andrian to Mai Capital Management, LLCApr 21, 2026 · RIA to RIA
- Mark Steven Ostroff to Mai Capital Management, LLCMar 31, 2026 · RIA to RIA
- Christopher L. Fetes to Mai Capital Management, LLCFeb 24, 2026 · RIA to RIA
- Daniel B. Haber to J.P. Morgan Securities LLCAug 14, 2025 · RIA to wirehouse
- Alexandra Morgan Ong to Monograph Wealth Advisors, LLCMay 27, 2025 · RIA to RIA
- Ashish Jitendra Shah to Syon Capital LLCApr 22, 2024 · RIA to RIA
- Violeta I Mollova to UBS Financial Services Inc.Jan 24, 2024 · RIA to wirehouse
- Stefano D'Amato to J.P. Morgan Securities LLCJan 19, 2023 · RIA to wirehouse
- Brendan James Corcoran to Valence8May 23, 2022 · Other
- William James Martinet to Cresset Asset Management, LLCMar 25, 2022 · RIA to RIA
Joined, latest
- Jose-Pablo Buerba from Beverly Hills Private Wealth, LLCJul 22, 2026 · RIA to RIA
- Brian Stephen Sears from Service Academy Capital Management LLCJun 15, 2026 · RIA to RIA
- Jeffrey Alan Fritts from Service Academy Capital Management LLCJun 15, 2026 · RIA to RIA
- Scott William Phillips from Service Academy Capital Management LLCJun 15, 2026 · RIA to RIA
- Carley Elizabeth Bohn from Service Academy Capital Management LLCJun 11, 2026 · RIA to RIA
- Ajeya Kukreja from Audent Global Asset Management, LLCOct 15, 2025 · RIA to RIA
- Mark Steven Ostroff from Lazard Wealth ManagementFeb 18, 2025 · Other
- Tania L Gordon from J.P. Morgan Securities LLCJan 9, 2025 · Wirehouse to independent RIA
- Nicholas D Ravden from Svb WealthOct 16, 2024 · RIA to RIA
- Lawrence Scott Abrahams from Crescent Bay Advisors, LLCOct 2, 2024 · Other
- Joseph Aron Warsavsky from Crescent Bay Advisors, LLCOct 1, 2024 · Other
- Alexandra Morgan Ong from Composition Wealth, LLCSep 27, 2024 · RIA to RIA
- Armen George Keheyan from Morgan StanleyJun 18, 2024 · Wirehouse to independent RIA
- Jonathan Blanchard Figlin from RBC Rochdale, LLCApr 3, 2024 · Other
- Matthew Elliott Sear from Inbalance Advisors, LLCNov 28, 2023 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Inbalance Advisors, LLCSep 4, 2026 · Los Angeles, Ca
- 2 left for Mai Capital Management, LLCApr 21, 2026 · Los Angeles, Ca
- 4 joined from Service Academy Capital Management LLCJun 9, 2026 · Dallas, Tx · Firm absorbed
- 2 joined from Crescent Bay Advisors, LLCSep 20, 2024 · Corona Del Mar, Ca
- 2 joined from Inbalance Advisors, LLCAug 15, 2023 · Los Angeles, Ca
- 4 joined from Bel Air Investment Advisors LLCSep 14, 2020 · Los Angeles, Ca
- 10 joined from J.P. Morgan Private Wealth Advisors LLCJun 4, 2019 · Los Angeles, Ca
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Advanced Research Alpha Fund, L.P.no longer reported | Hedge Fund | $394M | 160 | Mar 28, 2024 |
| Advanced Research Alpha Fund, Ltd.no longer reported | Hedge Fund | $245M | 59 | Mar 28, 2024 |
| Evoke - Secondaries IV (Br V), LP | Other Private Fund | $214M | 331 | Mar 28, 2024 |
| Evoke Equity Growth Fund I, LP | Other Private Fund | $183M | 280 | Mar 31, 2021 |
| Evoke Multifamily Fund II (Jrk5), LP | Real Estate Fund | $162M | 288 | Mar 29, 2023 |
| Evoke Real Estate Co-Gp Fund I (Tripost), LP | Real Estate Fund | $141M | 279 | Mar 29, 2023 |
| Evoke Secondaries Vi (Br Vi) | $132M | 236 | Jul 10, 2026 | |
| Evoke Secondaries V (Khp), LP | Other Private Fund | $125M | 204 | Oct 8, 2024 |
| Evoke Multifamily Fund (Jrk4), LP | Real Estate Fund | $122M | 226 | Sep 9, 2019 |
| Evoke Industrial Real Estate Fund I | Real Estate Fund | $106M | 165 | Mar 31, 2021 |
| Evoke Dislocation Opportunities, LP | Other Private Fund | $96.7M | 233 | Mar 31, 2021 |
| Evoke Secondaries Fund III (Khp IV), LP | Other Private Fund | $93.8M | 143 | Mar 29, 2023 |
| Evoke Secondaries Fund II (Br) | Other Private Fund | $93.3M | 152 | Mar 31, 2021 |
| Evoke Secondaries (Br), LP | Other Private Fund | $86.8M | 158 | Mar 30, 2020 |
| Evoke Industrial Real Estate Fund II (Dermody) | Real Estate Fund | $85.4M | 188 | Mar 31, 2021 |
| Evoke Innovation Fund I, LP | Other Private Fund | $84.0M | 163 | Mar 29, 2023 |
| Evoke Private Equity Opportunities Fund I, LP | Other Private Fund | $71.0M | 65 | Mar 28, 2024 |
| Evoke Opportunistic Real Estate Fund I, LP | Other Private Fund | $66.4M | 112 | Mar 29, 2023 |
| Evoke Royalty Solutions Fund | Other Private Fund | $56.2M | 169 | Mar 30, 2020 |
| Evoke Software Buyout Fund (Mainsail Vi), LP | Other Private Fund | $55.1M | 132 | Mar 29, 2023 |
| Evoke Real Estate Credit Fund 1, LP | Real Estate Fund | $50.3M | 81 | Oct 8, 2024 |
| Evoke Healthcare Real Estate Fund I (Hp IV), LP | Real Estate Fund | $48.5M | 122 | Mar 29, 2023 |
| Evoke Gp Seeding Fund I LP | Other Private Fund | $45.4M | 135 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Adam Damien Bisserier · Managing Partnercontrolsince 05/2020 · owns less than 5%
- Scott Eric Bright · Managing Partnercontrolsince 09/2020 · owns less than 5%
- Chih David Hou · Managing Membercontrolsince 05/2019 · owns less than 5%
- Arlin Daniel Kelso · Partnercontrolsince 05/2019 · owns less than 5%
- Leonard Darell Krasnoff · Managing Partnercontrolsince 09/2020 · owns less than 5%
- Douglas Andrew Palmer · Managing Partnercontrolsince 09/2020 · owns less than 5%
- Elliott Mark Sear · Managing Membercontrolsince 05/2020 · owns less than 5%
- Nmn Alex Shahidi · Managing Membercontrolsince 05/2020 · owns less than 5%
- Hancock Brian Waters · Chief Compliance Officer And General Counselcontrolsince 02/2024 · owns less than 5%
- Chih David Hou · Managing Partnercontrolsince 05/2019 · owns 25% to 50% of Evoke Holdings, LLC
- Frances Jane Eagle · President And Chief Financial Officersince 09/2020 · owns less than 5%
Entity owners
- Evoke Holdings, LLC · Managing Memberdirect · owns 75% or more
- Evoke Intermediate, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 0 | 0 | 7 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Corona Del Mar, CA3 employees
- West Palm Beach, FL1 employees
- , 1 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 10, 2026KELSO, DANIEL, ARLIN (PARTNER) left Schedule A between the filings of 2024-08-07 and 2026-07-10peers: independent wealth managers, $5B to $20B (289)
- RAUM down advisors stableCombination · filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (289)
- institutional to wealth shiftCombination · filing Apr 30, 2026peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Apr 30, 2026HNW share of RAUM moved from 38.0% to 70.0% between the annual amendments of 2025-03-28 and 2026-04-30peers: independent wealth managers, $5B to $20B (289)
- institutional asset share shiftChange between filings · filing Apr 30, 2026institutional share of RAUM moved from 49.0% to 11.0% between the annual amendments of 2025-03-28 and 2026-04-30peers: independent wealth managers, $5B to $20B (289)
- RAUM down 25 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $27,695,485,582 to $17,287,265,124 (-38.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +18.0% (271 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 0.4% percentile
- client mix shiftChange between filings · filing Apr 30, 2026private-client share of RAUM moved from 38.0% to 70.0% between the annual amendments of 2025-03-28 and 2026-04-30peers: independent wealth managers, $5B to $20B (289)
- discretionary share shiftChange between filings · filing Apr 30, 2026discretionary share of RAUM moved from 45.0% to 83.0% between the annual amendments of 2025-03-28 and 2026-04-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Other offices · 3 to 4Apr 30, 2026 to Jul 10, 2026
- Accounts · 12,365 to 12,528Dec 1, 2025 to Mar 31, 2026
- Advisory employees · 32 to 25Dec 1, 2025 to Mar 31, 2026
- Charity clients · 27 to 29Dec 1, 2025 to Mar 31, 2026
- Corporate clients · 8 to 4Dec 1, 2025 to Mar 31, 2026
- HNW clients · 859 to 874Dec 1, 2025 to Mar 31, 2026
- Individual clients · 1.0 to unsetDec 1, 2025 to Mar 31, 2026
- Pension plan clients · 15 to 20Dec 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · 22 to 23Dec 1, 2025 to Mar 31, 2026
- Assets in custody · $5.7B to $6.3BDec 1, 2025 to Mar 31, 2026
- Employees · 99 to 96Dec 1, 2025 to Mar 31, 2026
- Insurance-licensed employees · 1 to 20Dec 1, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 101-250Dec 1, 2025 to Mar 31, 2026
- State-registered IARs · 42 to 41Dec 1, 2025 to Mar 31, 2026
- Other offices · 5 to 3Dec 1, 2025 to Mar 31, 2026
- Private funds · 22 to 23Dec 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $14BDec 1, 2025 to Mar 31, 2026
- HNW RAUM · $11B to $12BDec 1, 2025 to Mar 31, 2026
- Individual RAUM · 48698.0 to unsetDec 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $15B to $2.9BDec 1, 2025 to Mar 31, 2026
- Pension RAUM · $12B to $492MDec 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $3.0BDec 1, 2025 to Mar 31, 2026
- RAUM · $28B to $17BDec 1, 2025 to Mar 31, 2026
- Related adviser · false to trueJul 14, 2025 to Nov 4, 2025
- Financial planning clients · 51-100 to 51-100Jun 5, 2025 to Jul 14, 2025
- Other offices · 4 to 5Jun 5, 2025 to Jul 14, 2025
- Assets in custody · $65B to $5.7BMar 28, 2025 to Jun 5, 2025
- Accounts · 12,195 to 12,365Oct 18, 2024 to Mar 28, 2025
- Advisory employees · 30 to 32Oct 18, 2024 to Mar 28, 2025
- Advisory activities · 7 to 8Oct 18, 2024 to Mar 28, 2025
- Charity clients · 31 to 27Oct 18, 2024 to Mar 28, 2025
- Corporate clients · 2 to 8Oct 18, 2024 to Mar 28, 2025
- HNW clients · 826 to 859Oct 18, 2024 to Mar 28, 2025
- Individual clients · 2 to 1Oct 18, 2024 to Mar 28, 2025
- Assets in custody · $5.5B to $65BOct 18, 2024 to Mar 28, 2025
- Employees · 92 to 99Oct 18, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 51-100Oct 18, 2024 to Mar 28, 2025
- State-registered IARs · 35 to 42Oct 18, 2024 to Mar 28, 2025
- Other offices · 3 to 4Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $12B to $12BOct 18, 2024 to Mar 28, 2025
Signals
37 dated events
- Melanie C Jones left Evoke Advisors for Inbalance Advisors, Llc (registered 2023-06-16)Sep 4, 2026 · Advisor changed firm · fact
- Mark Elliott Sear left Evoke Advisors for Inbalance Advisors, Llc (registered 2023-06-16)Sep 4, 2026 · Advisor changed firm · fact
- David Chih Hou left Evoke Advisors for Inbalance Advisors, Llc (registered 2022-06-10)Sep 4, 2026 · Advisor changed firm · fact
- 3 advisors left Evoke Advisors (Los Angeles, CA) for Inbalance Advisors, LLC on the same daySep 4, 2026 · Team lift-out · derived
- Service Academy Capital Management LLC's advisors moved to Evoke Advisors (Dallas, TX): 4 of 4 registered, on the same dayJun 9, 2026 · Firm absorbed (people side) · derived
- Armen George Keheyan left Evoke Advisors for Mai Capital Management, Llc (registered 2026-02-17)May 5, 2026 · Advisor changed firm · fact
- Nicholas Andrian left Evoke Advisors for Mai Capital Management, Llc (registered 2026-02-17)Apr 21, 2026 · Advisor changed firm · fact
- 2 advisors left Evoke Advisors (Los Angeles, CA) for Mai Capital Management, LLC within 14 daysApr 21, 2026 · Team lift-out · derived
- Mark Steven Ostroff left Evoke Advisors for Mai Capital Management, Llc (registered 2025-11-12)Mar 31, 2026 · Advisor changed firm · fact
- Evoke Advisors reported RAUM $17.3B, down 38% from $27.7B (2025-12-01 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Christopher L. Fetes left Evoke Advisors for Mai Capital Management, Llc (registered 2025-11-12)Feb 24, 2026 · Advisor changed firm · fact
- Daniel B. Haber left Evoke Advisors for J.P. Morgan Securities Llc (registered 2025-08-08)Aug 14, 2025 · Advisor changed firm · fact
- Alexandra Morgan Ong left Evoke Advisors for Monograph Wealth Advisors, Llc (registered 2025-07-01)May 27, 2025 · Advisor changed firm · fact
- 2 advisors left Crescent Bay Advisors, LLC (Corona Del Mar, CA) for Evoke Advisors on the same daySep 20, 2024 · Team lift-out · derived
- Evoke Advisors reported RAUM $26.7B, up 100% from $13.4B (2024-04-30 to 2024-08-07)Aug 7, 2024 · RAUM change · derived
- Hancock Brian Waters (Chief Compliance Officer And General Counsel) appeared on Schedule A of Evoke AdvisorsAug 7, 2024 · Control person joined · fact
- Ashish Jitendra Shah left Evoke Advisors for Syon Capital Llc (registered 2024-04-22)Apr 22, 2024 · Advisor changed firm · fact
- Evoke Advisors reported 32 state-registered advisory representatives, up from 22 (2023-05-22 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Evoke Advisors reported RAUM $13.4B, up 31% from $10.2B (2023-05-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Violeta I Mollova left Evoke Advisors for Ubs Financial Services Inc. (registered 2024-01-05)Jan 24, 2024 · Advisor changed firm · fact
- 2 advisors left Inbalance Advisors, LLC (Los Angeles, CA) for Evoke Advisors on the same dayAug 15, 2023 · Team lift-out · derived
- Stefano D'Amato left Evoke Advisors for J.P. Morgan Securities Llc (registered 2023-02-24)Jan 19, 2023 · Advisor changed firm · fact
- Brendan James Corcoran left Evoke Advisors for Valence8 (registered 2022-06-21)May 23, 2022 · Advisor changed firm · fact
- Evoke Advisors reported RAUM $10.5B, up 36% from $7.7B (2021-11-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Scott Eric Bright (Managing Partner) appeared on Schedule A of Evoke AdvisorsMar 31, 2022 · Control person joined · fact
- Leonard Darell Krasnoff (Managing Partner) appeared on Schedule A of Evoke AdvisorsMar 31, 2022 · Control person joined · fact
- Douglas Andrew Palmer (Managing Partner) appeared on Schedule A of Evoke AdvisorsMar 31, 2022 · Control person joined · fact
- William James Martinet left Evoke Advisors for Cresset Asset Management, Llc (registered 2022-03-24)Mar 25, 2022 · Advisor changed firm · fact
- Evoke Advisors reported RAUM $7.7B, up 65% from $4.7B (2020-10-28 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Nmn Alex Shahidi (Managing Partner) appeared on Schedule A of Evoke AdvisorsOct 28, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Evoke Advisors · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Principal office phone
- 424-372-1776reportedpublic record, Form ADV, Oct 18, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Evoke Advisors is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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