DFX Intelligence
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Registered advisor
E•••• J••• P•••
Feed of 09/14/2026
Also filed as E•••• J••• P••••••• P••••••••• J••• P••••••••• J• P•••••••••
At current firm
18 y
since Mar 17, 2008
In the industry
46 y
since Feb 21, 1980 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Mar 17, 2008 · Chadds Ford, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedJun 12, 2006 to Mar 18, 2008 · Wayne, Pa
Moves
a registration end followed by a registration begin elsewhere
- J••••• M••••••••• S•••• L•• to R•• C•••••• M••••••• L••left Mar 18, 2008, registered Mar 17, 2008 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address