DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Vincente Lopez
Feed of 09/14/2026
At current firm
0 y
since Apr 29, 2026
In the industry
19 y
since Jul 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Ameritas Advisory Services, LLC BD affiliated currentsince Apr 29, 2026 · Folsom, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 8, 2025 to May 4, 2026 · Lincoln, Ca
- Wells Fargo Advisors wirehouseDec 16, 2022 to Jul 31, 2025 · Davis, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 30, 2020 to Dec 20, 2022 · Roseville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameritas Advisory Services, LLCleft May 4, 2026, registered Apr 29, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 31, 2025, registered Aug 8, 2025 (8 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Dec 20, 2022, registered Dec 16, 2022 (-4 days) · Wirehouse to wirehouse
Signals
- Jeremy Vincente Lopez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Ameritas Advisory Services, Llc (registered 2026-04-29)May 4, 2026 · Advisor changed firm · fact
- Jeremy Vincente Lopez left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-08-08)Jul 31, 2025 · Advisor changed firm · fact
- Jeremy Vincente Lopez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2022-12-16)Dec 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address