A•••• M• S••••••••

A••••••••• F•••••••• S•••••••• L••national BDColumbus, Ohdual registrantIAPD 7067229

Feed of 09/14/2026

At current firm

4 y

since Nov 2, 2021

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Nov 2, 2021 · Columbus, Oh
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Sep 30, 2021 · Grove City, Oh
V••• F•••••••• A•••••••• I••• BD affiliated
Nov 14, 2019 to Jun 9, 2021 · Grafton, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Sep 30, 2021, registered Nov 2, 2021 (33 days) · Affiliated broker-dealer or bank to another
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address