DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cory Andrew Gelvin
Feed of 09/15/2026
At current firm
1 y
since May 19, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince May 19, 2025 · Fayetteville, Ar
- LPL Enterprise, LLC BD affiliatedDec 3, 2024 to May 14, 2025 · Fayetteville, Ar
- Pruco Securities, LLC no RAUMApr 29, 2021 to Dec 6, 2024 · St. Louis, Mo
- Arvest Wealth Management independent RIAMay 8, 2019 to Apr 14, 2021 · Lowell, Ar
Moves
a registration end followed by a registration begin elsewhere
- LPL Enterprise, LLC to Empower Advisory Group, LLCleft May 14, 2025, registered May 19, 2025 (5 days) · Affiliated broker-dealer or bank to another
- Pruco Securities, LLC to LPL Enterprise, LLCleft Dec 6, 2024, registered Dec 3, 2024 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Arvest Wealth Management to Pruco Securities, LLCleft Apr 14, 2021, registered Apr 29, 2021 (15 days) · RIA to affiliated broker-dealer or bank
Signals
- Cory Andrew Gelvin left Lpl Enterprise, Llc for Empower Advisory Group, Llc (registered 2025-05-19)May 14, 2025 · Advisor changed firm · fact
- Cory Andrew Gelvin left Pruco Securities, Llc for Lpl Enterprise, Llc (registered 2024-12-03)Dec 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address