RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G•••• M•••••
- O•• P••• F•••••• independent RIA currentsince Mar 20, 2024 · Chapel Hill, Nc
- B•••••• W••••• A•••••••• L•• independent RIAMar 9, 2023 to Feb 28, 2024 · Durham, Nc
- M•••• W••••• M••••••••• L•• unclassifiedJan 30, 2019 to Mar 16, 2023 · Franklin, Tn
- B•••••• W••••• A•••••••• L•• to O•• P••• F••••••left Feb 28, 2024, registered Mar 20, 2024 (21 days) · RIA to RIA
- M•••• W••••• M••••••••• L•• to B•••••• W••••• A•••••••• L••left Mar 16, 2023, registered Mar 9, 2023 (-7 days) · Other
- J•••• G•••• M••••• left B•••••• W••••• A•••••••• L•• for O•• P••• F•••••• (registered 2024-03-20)Feb 28, 2024 · Advisor changed firm · fact
- J•••• G•••• M••••• left M•••• W••••• M••••••••• L•• for B•••••• W••••• A•••••••• L•• (registered 2023-03-09)Mar 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address