DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brooke Kristine Anderson
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Sep 22, 2025
In the industry
14 y
since Jul 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Capital Markets, LLC national BD currentsince Sep 22, 2025 · Minneapolis, Mn
- Lifelong Wealth Advisors, Inc. independent RIAOct 1, 2024 to Sep 15, 2025 · Arden Hills, Mn
- Advisornet Wealth Partners independent RIAJan 4, 2023 to Oct 17, 2024 · Minnetonka, Mn
- RBC Capital Markets, LLC national BDDec 17, 2019 to Jan 13, 2023 · St. Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- Lifelong Wealth Advisors, Inc. to RBC Capital Markets, LLCleft Sep 15, 2025, registered Sep 22, 2025 (7 days) · RIA to affiliated broker-dealer or bank
- Advisornet Wealth Partners to Lifelong Wealth Advisors, Inc.left Oct 17, 2024, registered Oct 1, 2024 (-16 days) · RIA to a newly registered adviser · moved with a team
- RBC Capital Markets, LLC to Advisornet Wealth Partnersleft Jan 13, 2023, registered Jan 4, 2023 (-9 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Brooke Kristine Anderson left Lifelong Wealth Advisors, Inc. for Rbc Capital Markets, Llc (registered 2025-09-22)Sep 15, 2025 · Advisor changed firm · fact
- Brooke Kristine Anderson left Advisornet Wealth Partners for Lifelong Wealth Advisors, Inc. (registered 2024-10-01)Oct 17, 2024 · Advisor changed firm · fact
- Brooke Kristine Anderson left Rbc Capital Markets, Llc for Advisornet Wealth Partners (registered 2023-01-04)Jan 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address