C•••• J•••• W•••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• W••••• F••••••••• L•• state registered current
  since Jun 23, 2025 · Bangor, Me
• A•••• R••• F••••••••• L•• unclassified
  Nov 20, 2023 to Sep 9, 2025 · Bangor, Me
• A••••••••• F•••••••• S•••••••• L•• national BD
  Nov 15, 2023 to Dec 6, 2023 · Bangor, Me
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jun 20, 2019 to Nov 15, 2023 · Bangor, Me

• A•••• R••• F••••••••• L•• to W••••• F••••••••• L••
  left Sep 9, 2025, registered Jun 23, 2025 (-78 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to A•••• R••• F••••••••• L••
  left Dec 6, 2023, registered Nov 20, 2023 (-16 days) · Other
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
  left Nov 15, 2023, registered Nov 15, 2023 (0 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 9, 2025 · Advisor changed firm · fact
• ••• Locked
  Dec 6, 2023 · Advisor changed firm · fact
• ••• Locked
  Nov 15, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address