DFX Intelligence
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Registered advisor
K•••• D•••• B•••
Feed of 09/14/2026
Also filed as K•••• B••••••••• D•••• B••••••••• D• B•••
At current firm
1 y
since Oct 23, 2024
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 23, 2024 · Livingston,, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 26, 2023 to Sep 27, 2024 · Wayne, Nj
- R•• C•••••• M••••••• L•• national BDMar 24, 2021 to Nov 9, 2022 · Florham Park, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 9, 2019 to Mar 26, 2021 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 27, 2024, registered Oct 23, 2024 (26 days) · Wirehouse to wirehouse
- R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 9, 2022, registered Jan 26, 2023 (78 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Mar 26, 2021, registered Mar 24, 2021 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedSep 27, 2024 · Advisor changed firm · fact
- ••• LockedNov 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address