RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• M•••• K••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 31, 2025 · Eau Claire, Wi
- P•••••••• S••••••••• I••• BD affiliatedJan 3, 2024 to Apr 3, 2025 · Menomonie, Wi
- G•••• V••••• A•••••• G••••• L•• independent RIAApr 6, 2022 to Sep 14, 2023 · Altoona, Wi
- P•••••••• S••••••••• I••• to L•• F•••••••• L••left Apr 3, 2025, registered Mar 31, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- G•••• V••••• A•••••• G••••• L•• to P•••••••• S••••••••• I•••left Sep 14, 2023, registered Jan 3, 2024 (111 days) · RIA to affiliated broker-dealer or bank
- M••••••• M•••• K•••• left P•••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-03-31)Apr 3, 2025 · a•••••• firm change · fact
- M••••••• M•••• K•••• left G•••• V••••• A•••••• G••••• L•• for P•••••••• S••••••••• I••• (registered 2024-01-03)Sep 14, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address