DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•• W•••••• L••
Legal name A••••• M••••• • B••••• I••••••••• A•••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Jan 11, 2012 · 43 filings
SEC status approved since Jun 13, 2001
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
81%
$875M individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$63.2M
derived; firm RAUM over IAPD count
Employees
23
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$1.1B as of Jul 30, 2026
Jan 11, 2012$308M then
HNW client RAUM$452M as of Jul 30, 2026
Jan 11, 2018$175M then
State-registered IARs (5.B.3)17 as of Jul 30, 2026
Feb 8, 201312 then
Employees (5.A)22 as of Jul 30, 2026
Feb 8, 201320 then
Private funds: no history
RAUM +6.3% over the last fiscal year+7.7% a year over threeIARs 17 to 18offices 2 to 3
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $63.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $928,952derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$452M42%
- Individuals$422M39%
- State and municipal entities$82.6M7.7%
- Corporations and businesses$68.5M6.4%
- Charitable organizations$38.8M3.6%
- Insurance companies$9.6M0.9%
- Pension and profit-sharing plans$722,4580.1%
- Individual clients
- 703reported
- HNW clients
- 175reported
- Pension plan clients
- 1reported
- Charitable clients
- 12reported
- Accounts
- 1,157reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.12 related_bd=true related_bank=false bd_reps=18.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• D••••• M••••••••• | Thomasville, Ga | Nov 23, 2004 | 24 y | 2 |
| M••• E••• D••••Certified Financial Planner | Thomasville, Ga | Feb 21, 2018 | 25 y | 3 |
| M•••••• J••••• R•••• | Thomasville, Ga | Feb 21, 2018 | 15 y | 2 |
| R•••• L•• P•••• | Thomasville, Ga | Feb 22, 2018 | 29 y | 1 |
| M•••• H•••••• A•••• | Thomasville, Ga | Feb 23, 2018 | 39 y | 1 |
| L••••• D••••• H••• | Thomasville, Ga | Feb 23, 2018 | 23 y | 2 |
| R•••••• G••••• M••••• | Thomasville, Ga | Feb 23, 2018 | 39 y | 1 |
| V••• H••• P••••Certified Financial Planner | Thomasville, Ga | Jan 29, 2021 | 12 y | 0 |
| J••• M•••••• W•••••• H••• | Moultrie, Ga | Mar 14, 2022 | 13 y | 1 |
| K•••• B•••••• B••••••• | Thomasville, Ga | Feb 23, 2023 | 25 y | 4 |
| B••••• P••• B•••••• | Thomasville, Ga | May 10, 2023 | 13 y | 1 |
| C•••••• L•• G••••• | Thomasville, Ga | May 15, 2023 | 14 y | 3 |
| M•••••• J••••• S••••••• | Thomasville, Ga | Sep 22, 2023 | 10 y | 0 |
| L••••• C•••••• S•••• | Thomasville, Ga | Oct 25, 2023 | 15 y | 4 |
| B•••• P•••••• N•••• | Thomasville, Ga | Oct 31, 2023 | 26 y | 5 |
| N••••• T••• L•••••• | Summerville, Sc | Jan 9, 2026 | 26 y | 1 |
| M•••••• J•••• D•••• | Summerville, Sc | Sep 1, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 5.9% of current headcount2 left over 36 months
Left, latest
- H•••• D•••• V••• to ••••••••Apr 11, 2026 · RIA to RIA
- K••• S••••• K•••••• to C•••• A•••••••• L••Aug 1, 2024 · RIA to RIA
- J••••• B••• to E••••• J••••Jan 14, 2019 · RIA to affiliated broker-dealer or bank
- T••••• S•••••• B••••• to I••••••••• F•••••••• P•••••••Oct 31, 2016 · Other
- C•••••• E•••• H•••• to I••••••••• F•••••••• P•••••••Oct 14, 2016 · Other
- M••• K•••••• C•••• to I••••••••• F•••••••• P•••••••Oct 14, 2016 · Other
- S••••• Y••••• D•••• to N••••••••• M••••• I••••••••• S•••••••••Oct 27, 2015 · Other
- K•• D•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 30, 2015 · Other
- G•••••• H•••••• A•••• to L•••• C•••••• M••••••••• C•••••••••Aug 27, 2015 · Other
- S••••• B•••••• C•••••• to M•••••• P•••••••Nov 26, 2013 · Other
Joined, latest
- M•••••• J•••• D•••• from P•••••••• A•••••••Sep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- K••• S••••• K•••••• from C••••• F•••••••• G••••• I•••Jan 3, 2024 · RIA to RIA
- B•••• P•••••• N•••• from N•••••• A•••••••Oct 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- L••••• C•••••• S•••• from K••••• A•••••••• I•••Oct 25, 2023 · Affiliated broker-dealer or bank to independent RIA
- C•••••• L•• G••••• from S••••••••• A•••••• A•••••••• I•••May 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- B••••• P••• B•••••• from E••••• J••••May 10, 2023 · Affiliated broker-dealer or bank to independent RIA
- K•••• B•••••• B••••••• from T••••• A••••••• S•••••••• I•••Feb 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••• M•••••• W•••••• H••• from E•••• S••••••••• L••Mar 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- J••••• B••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 23, 2018 · Wirehouse to independent RIA
- H•••• D•••• V••• from T••••• A••••••• S•••••••• I•••Aug 23, 2017 · Other
- L••••• D••••• H••• from W•••• F•••• A•••••••Apr 24, 2013 · Other
- M•••••• J••••• R•••• from E••••••• C•••••• M•••••••••Mar 14, 2012 · Other
- M••• E••• D•••• from W•••• F•••• A•••••••Nov 30, 2011 · Other
- S••••• B•••••• C•••••• from S•••••••• F•••••••• A••••••• L••Nov 28, 2006 · Other
- T••••• S•••••• B••••• from I••••••••• F•••••••• P•••••••Jun 1, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for I••••••••• F•••••••• P•••••••Oct 14, 2016 · Tallahassee, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• M••••• H•••••• · Chairman Of The Boardcontrolsince 09/2001 · owns less than 5%
- D••••• M•••• E••• · Partnercontrolsince 08/2017 · owns less than 5%
- M••••• G•••••• A•••• · Chief Executive Officer Growthcontrolsince 12/2018 · owns less than 5%
- N••••• B••••• P•••••• · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- S••••••••• H••••••• M•••••• · Chief Financial Officercontrolsince 08/2017 · owns less than 5%
- A••••• M••••• H•••••• · Chairman Of The Boardcontrolsince 01/2001 · owns F of F••• I••••••••• L••
- M••••• G•••••• A•••• · Ownercontrolsince 03/2015 · owns 25% to 50% of F••• I••••••••• L••
Entity owners
- F••• I••••••••• L•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• M••••• • B••••• B•••••••• S•••••••• L••broker-dealern
- A•• P••••••••• G••••insurancepooled vehicle sponsorreal estaten
- F•••••••• H••••••••• P•••••••investment advisernRAUM $168M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Thomasville, Ga · principal | 17 | 2 | 1 | ||
| St Simons Island, Ga | 2 | 0 | 0 | ||
| Summerville, Sc | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Moultrie, GA1 employees
- San Diego, CA1 employees
- St Simons Island, GA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 2, 2026A••••• M••••• H•••••• (CHAIRMAN OF THE BOARD) left Schedule A between the filings of 2023-11-14 and 2026-09-02peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 2, 2026N••••• B••••• P•••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-11-14 and 2026-09-02peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- client mix shiftChange between filings · filing Mar 6, 2026private-client share of RAUM moved from 49.0% to 81.0% between the annual amendments of 2025-04-23 and 2026-03-06peers: WEALTH_I•••••••••, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Mar 6, 2026HNW share of RAUM moved from 16.0% to 42.0% between the annual amendments of 2025-04-23 and 2026-03-06peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Advisory employees · 14 to 15Jul 30, 2026 to Sep 2, 2026
- BD registered reps · 17 to 18Jul 30, 2026 to Sep 2, 2026
- Employees · 22 to 23Jul 30, 2026 to Sep 2, 2026
- Financial planning clients · 0 to 0Jul 30, 2026 to Sep 2, 2026
- State-registered IARs · 17 to 18Jul 30, 2026 to Sep 2, 2026
- Succession · false to unsetJul 30, 2026 to Sep 2, 2026
- Accounts · 985 to 1,157Apr 23, 2025 to Mar 6, 2026
- Advisory employees · 11 to 14Apr 23, 2025 to Mar 6, 2026
- Charity clients · 23 to 12Apr 23, 2025 to Mar 6, 2026
- Corporate clients · 23 to 24Apr 23, 2025 to Mar 6, 2026
- HNW clients · 119 to 175Apr 23, 2025 to Mar 6, 2026
- Individual clients · 713 to 703Apr 23, 2025 to Mar 6, 2026
- Pension plan clients · 35 to 1Apr 23, 2025 to Mar 6, 2026
- Other offices · 2 to 3Apr 23, 2025 to Mar 6, 2026
- Discretionary RAUM · $1.0B to $1.1BApr 23, 2025 to Mar 6, 2026
- HNW RAUM · $159M to $452MApr 23, 2025 to Mar 6, 2026
- Individual RAUM · $336M to $422MApr 23, 2025 to Mar 6, 2026
- Pension RAUM · $79.8M to $722,458Apr 23, 2025 to Mar 6, 2026
- RAUM · $1.0B to $1.1BApr 23, 2025 to Mar 6, 2026
- Financial planning clients · 0 to 0Feb 27, 2025 to Apr 23, 2025
- Accounts · 1,488 to 985Jan 31, 2025 to Feb 27, 2025
- Charity clients · 22 to 23Jan 31, 2025 to Feb 27, 2025
- Corporate clients · 33 to 23Jan 31, 2025 to Feb 27, 2025
- HNW clients · 277 to 119Jan 31, 2025 to Feb 27, 2025
- Individual clients · 495 to 713Jan 31, 2025 to Feb 27, 2025
- Pension plan clients · 38 to 35Jan 31, 2025 to Feb 27, 2025
- Other offices · 3 to 2Jan 31, 2025 to Feb 27, 2025
- Discretionary RAUM · $848M to $1.0BJan 31, 2025 to Feb 27, 2025
- HNW RAUM · $263M to $159MJan 31, 2025 to Feb 27, 2025
- Individual RAUM · $115M to $336MJan 31, 2025 to Feb 27, 2025
- Pension RAUM · $68.6M to $79.8MJan 31, 2025 to Feb 27, 2025
- RAUM · $848M to $1.0BJan 31, 2025 to Feb 27, 2025
- Accounts · 1,130 to 1,488Jan 31, 2024 to Mar 18, 2024
- Charity clients · 20 to 22Jan 31, 2024 to Mar 18, 2024
- Corporate clients · 38 to 33Jan 31, 2024 to Mar 18, 2024
- HNW clients · 104 to 277Jan 31, 2024 to Mar 18, 2024
- Individual clients · 657 to 495Jan 31, 2024 to Mar 18, 2024
- Pension plan clients · 16 to 38Jan 31, 2024 to Mar 18, 2024
- State-registered IARs · 16 to 17Jan 31, 2024 to Mar 18, 2024
- Discretionary RAUM · $860M to $848MJan 31, 2024 to Mar 18, 2024
Signals
7 dated events
- H•••• D•••• V••• left A•• W•••••• L•• for &Partners (registered 2026-04-13)Apr 11, 2026 · Advisor changed firm · fact
- K••• S••••• K•••••• left A•• W•••••• L•• for C•••• A•••••••• L•• (registered 2024-07-24)Aug 1, 2024 · Advisor changed firm · fact
- Patrick Brent Nicks (Chief Compliance Officer) appeared on Schedule A of A•• W•••••• L••Nov 14, 2023 · Control person joined · fact
- A•• W•••••• L•• reported RAUM $860.5M, up 27% from $679.9M (2022-06-08 to 2023-06-12)Jun 12, 2023 · RAUM change · derived
- A•• W•••••• L•• reported RAUM $679.9M, up 39% from $489.9M (2022-03-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•• W•••••• L•• reported 13 state-registered advisory representatives, up from 0 (2019-03-20 to 2020-03-30)Mar 30, 2020 · Advisor headcount change · derived
- A•• W•••••• L•• reported RAUM $656.5M, up 55% from $424.7M (2017-04-25 to 2018-01-11)Jan 11, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ambwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 229-225-1386reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 229-225-1500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 229-225-1525reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/AMBWEALTHreportedpublic record, Form ADV, Sep 18, 2026
- Website
- AMBWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-277-1500reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- ambwealth.com/about-amb/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ambwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026