RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• P•••• R•••••
- T•••• C•••••• P••••••• state registered currentsince Jul 9, 2025 · Mount Pleasant, Sc
- S••••• F••••••••• L•• BD affiliatedJul 16, 2024 to Nov 13, 2024 · Charleston, Sc
- C•••••• P••••••• P••••••• L•• independent RIAApr 6, 2019 to Aug 8, 2025 · Charleston, Sc
- C•••••• P••••••• P••••••• L•• to S••••• F••••••••• L••left Aug 8, 2025, registered Jul 16, 2024 (-388 days) · RIA to affiliated broker-dealer or bank
- S••••• F••••••••• L•• to T•••• C•••••• P•••••••left Nov 13, 2024, registered Jul 9, 2025 (238 days) · Affiliated broker-dealer or bank to a state-registered adviser
- G••••• P•••• R••••• left C•••••• P••••••• P••••••• L•• for S••••• F••••••••• L•• (registered 2024-07-16)Aug 8, 2025 · Advisor changed firm · fact
- G••••• P•••• R••••• left S••••• F••••••••• L•• for T•••• C•••••• P••••••• (registered 2025-07-09)Nov 13, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address