RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• W•••••• G••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 25, 2025 · Rome, Ga
- D•••••• L••• S••••• L•• formerJan 8, 2026 to Apr 3, 2026 · Rome, Ga
- D•••••• L••• S••••• L•• formerMar 24, 2017 to Dec 31, 2025 · Atlanta, Ga
- C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliatedSep 13, 2010 to Feb 6, 2017 · Raleigh, Nc
- E•• F•••••••• A••••••• independent RIAApr 7, 2003 to Sep 21, 2010 · Sandy Springs, Ga
- 1••• C•••••• M••••••••• C•••••• unclassifiedMar 17, 2003 to Mar 27, 2003 · Atlanta, Ga
- D•••••• L••• S••••• L•• to no registered destinationleft Apr 3, 2026 · Departure, no registered destination
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- C•••••• I••••••••• A••••••• S•••••••• L•• to D•••••• L••• S••••• L••left Feb 6, 2017, registered Mar 24, 2017 (46 days) · Other
- E•• F•••••••• A••••••• to C•••••• I••••••••• A••••••• S•••••••• L••left Sep 21, 2010, registered Sep 13, 2010 (-8 days) · Other
- 1••• C•••••• M••••••••• C•••••• to E•• F•••••••• A•••••••left Mar 27, 2003, registered Apr 7, 2003 (11 days) · Other
- D•••••• W•••••• G•• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPDApr 3, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address