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Registered advisor
S•••••• J••••• S•••••••
Feed of 09/15/2026
Also filed as S•••••• S•••••••
At current firm
5 y
since Feb 19, 2021
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 19, 2021 · Forth Worth, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 11, 2020 to Feb 19, 2021 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Feb 19, 2021, registered Feb 19, 2021 (0 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address