DFX Intelligence
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Registered advisor
R•••• E•••• H•••••••
Feed of 09/14/2026
At current firm
9 y
since Nov 30, 2016
In the industry
35 y
since May 31, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H••••••• C•••••• M••••••••• L•• state registered currentsince Nov 30, 2016 · Minnetrista, Mn
- B• R•••• W••••• M••••••••• formerJan 27, 2014 to Oct 12, 2016 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• M••••••••• to H••••••• C•••••• M••••••••• L••left Oct 12, 2016, registered Nov 30, 2016 (49 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address