DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Louis Anthony Mucci
Feed of 09/15/2026
Also filed as Lou Mucci
At current firm
10 y
since Jul 13, 2016
In the industry
45 y
since Sep 19, 1980 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Jul 13, 2016 · Atlanta, Ga
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Jul 15, 2016 · Mayfield, Oh
- Ameriprise Advisor Services, Inc. unclassifiedJul 21, 2009 to Oct 5, 2009 · Mayfield, Oh
- Stifel, Nicolaus & Company, Incorporated national BDMar 10, 2009 to Jul 17, 2009 · Beachwood, Oh
- Butler, Wick & Co., Inc. unclassifiedJun 16, 2006 to Mar 10, 2009 · Youngstown, Oh
- A. G. Edwards & Sons, Inc. unclassifiedJan 1, 2000 to Jun 20, 2006 · Beachwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Advisory Services Networkleft Jul 15, 2016, registered Jul 13, 2016 (-2 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- Stifel, Nicolaus & Company, Incorporated to Ameriprise Advisor Services, Inc.left Jul 17, 2009, registered Jul 21, 2009 (4 days) · Other
- Butler, Wick & Co., Inc. to Stifel, Nicolaus & Company, Incorporatedleft Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
- A. G. Edwards & Sons, Inc. to Butler, Wick & Co., Inc.left Jun 20, 2006, registered Jun 16, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address