M•••••• D•••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Aug 16, 2022 · Liverpool, Ny
• L•• F•••••••• L•• BD affiliated
  Jun 9, 2021 to Aug 22, 2022 · Syracuse, Ny
• M•• S••••••••• I••• unclassified
  May 4, 2021 to Jun 9, 2021 · Dewitt, Ny
• E•••••••• A•••••••• L•• national BD
  Mar 29, 2021 to Apr 22, 2021 · Syracuse, Ny

• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Aug 22, 2022, registered Aug 16, 2022 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
• E•••••••• A•••••••• L•• to M•• S••••••••• I•••
  left Apr 22, 2021, registered May 4, 2021 (12 days) · Other

• ••• Locked
  Aug 22, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address