DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• M•••••• L•••••••••

W•••• F•••• A•••••••wirehouseMechanicsville, Va dual registrantIAPD 7119440

Feed of 09/14/2026

Also filed as A••• L•••••••••

At current firm

0 y

since Mar 10, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 10, 2026 · Mechanicsville, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 31, 2023 to Oct 13, 2025 · Richmond, Va
A••••••••• F•••••••• S•••••••• L•• national BD
May 30, 2023 to Aug 1, 2023 · Plymouth Meeting, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 6, 2021 to Jan 25, 2023 · Manitowoc, Wi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 12, 2020 to Sep 20, 2021 · Ashland, Va

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Oct 13, 2025, registered Mar 10, 2026 (148 days) · Wirehouse to wirehouse
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 1, 2023, registered Aug 31, 2023 (30 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 20, 2021, registered Oct 6, 2021 (16 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

A••• M•••••• L••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2026-03-10)
Oct 13, 2025 · Advisor changed firm · fact
A••• M•••••• L••••••••• left A••••••••• F•••••••• S•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-31)
Aug 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address