RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• G• V•• B•••
- M•••••• S•••••• W••••• M••••••••• I••• independent RIA currentsince Dec 7, 2021 · Appleton, Wi
- K•• W••••• M••••••••• G••••• L•• independent RIANov 19, 2019 to Feb 1, 2022 · Appleton, Wi
- K•• W••••• M••••••••• G••••• L•• to M•••••• S•••••• W••••• M••••••••• I•••left Feb 1, 2022, registered Dec 7, 2021 (-56 days) · RIA to RIA · moved with a team
- P•••• G• V•• B••• left K•• W••••• M••••••••• G••••• L•• for M•••••• S•••••• W••••• M••••••••• I••• (registered 2021-12-07)Feb 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address