DFX Intelligence
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Registered advisor
A•••• C••••••
Feed of 09/14/2026
At current firm
1 y
since Apr 24, 2025
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 24, 2025 · Ft. Worth, Tx
- E•••••••• A•••••••• L•• national BDMar 24, 2025 to Apr 25, 2025 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Apr 25, 2025, registered Apr 24, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- A•••• C•••••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-04-24)Apr 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address