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Registered advisor

M••••• H••• H•• K••

E•••••• A••••••• G••••• L••BD affiliatedColumbia, Md dual registrantIAPD 7126124

Feed of 09/15/2026

Also filed as Monica H Kim

At current firm

2 y

since Aug 8, 2024

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 8, 2024 · Greenwood Village, Co
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Aug 2, 2024 · Annapolis, Md
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 16, 2019 to Sep 7, 2023 · Columbia, Md
T• A••••••••• I••• former
Sep 16, 2019 to Oct 14, 2022 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Aug 2, 2024, registered Aug 8, 2024 (6 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Sep 16, 2019 (-1124 days) · corporate re-registration, not a move

Signals

M••••• H••• H•• K•• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-08-08)
Aug 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address