RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• O•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 9, 2026 · Hunt Valley, Md
- J••• M••••• S••••••••• L•• wirehouseJul 18, 2023 to Apr 8, 2026 · Baltimore, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 11, 2019 to Dec 13, 2019 · Hunt Valley, Md
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Apr 8, 2026, registered Apr 9, 2026 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•• I•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Dec 13, 2019, registered Jul 18, 2023 (1313 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• M• O••••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-04-09)Apr 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address