RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• T• W•••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 24, 2023 · Farmington Hills, Mi
- P•••• S••••••••• L•• no RAUMAug 24, 2020 to Oct 13, 2021 · Troy, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 5, 2020 to Feb 28, 2020 · Bay City, Mi
- P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 13, 2021, registered Jan 24, 2023 (468 days) · Affiliated broker-dealer or bank to wirehouse
- H•••• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Feb 28, 2020, registered Aug 24, 2020 (178 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address