DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Omega Wealth Private Capital LLC

STATE REGISTEREDCincinnati, OhioCRD 318012websiteIAPD
Latest filing Mar 23, 2026
First filing on the tape Mar 23, 2026 · 1 filings
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$102M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
RAUM per advisor
$20.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
57derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$144,899derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$8.9M, 33 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$56.3M55%
  • High-net-worth individuals$46.0M45%
Individual clients
264reported
HNW clients
22reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
706reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$8.9M for 33 clientsreported
Compensation
% of AUMreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joseph Roe WilsonCincinnati, OhJan 24, 202220 y6
Douglas Alan DuckerCincinnati, Oh Feb 25, 202515 y4
Keith A LewisCincinnati, OhMar 3, 202523 y1
Bradley W JohansenCincinnati, OhMay 29, 202534 y0
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Omega Wealth Private Capital LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cincinnati, Oh · principal402
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
4 dated events
  • Corey James Cordray left Omega Wealth Private Capital Llc for Cetera Investment Advisers Llc (registered 2026-01-06)
    Jan 6, 2026 · Advisor changed firm · fact
  • Phillip Anthony Hogan left Omega Wealth Private Capital Llc for Lpl Financial Llc (registered 2025-11-03)
    Oct 13, 2025 · Advisor changed firm · fact
  • Carter Louis Randolph left Omega Wealth Private Capital Llc for Randolph Co Inc (registered 2025-04-18)
    Feb 3, 2025 · Advisor changed firm · fact
  • Camryn Alexis Olson left Omega Wealth Private Capital Llc for Invst, Llc (registered 2023-02-16)
    Jan 24, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/ow-private-capitalreportedpublic record, Form ADV, Sep 17, 2026
Website
owprivatecapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
513-657-1072reportedpublic record, Form ADV, Mar 23, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026