RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• J••• G••••••
- T••••• L•• independent RIA currentsince Oct 29, 2025 · Knoxville, Tn
- F•••• H•••••• A•••••••• I•• formerMay 4, 2023 to Mar 31, 2025 · Memphis, Tn
- D••••• W••••••• A•••• M••••••••• L•• mixed wealthJul 23, 2019 to Apr 13, 2023 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• to T••••• L••left Mar 31, 2025, registered Oct 29, 2025 (212 days) · RIA to RIA
- D••••• W••••••• A•••• M••••••••• L•• to F•••• H•••••• A•••••••• I••left Apr 13, 2023, registered May 4, 2023 (21 days) · RIA to RIA
- B••••••• J••• G•••••• left F•••• H•••••• A•••••••• I•• for T••••• L•• (registered 2025-10-29)Mar 31, 2025 · Advisor changed firm · fact
- B••••••• J••• G•••••• left D••••• W••••••• A•••• M••••••••• L•• for F•••• H•••••• A•••••••• I•• (registered 2023-05-04)Apr 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address