L•••• M• Z••••••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Mar 17, 2022 · Brooklyn, Oh
• F••••••• P••••••• A•• W•••••••• A••••••• former
  May 22, 2020 to Mar 7, 2022 · Carmel, In
• C•••••• S••••• • C••• I••• national BD
  Dec 9, 2019 to May 19, 2020 · Indianapolis, In

• F••••••• P••••••• A•• W•••••••• A••••••• to K•• I••••••••• S••••••• L••
  left Mar 7, 2022, registered Mar 17, 2022 (10 days) · Affiliated broker-dealer or bank to another
• C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left May 19, 2020, registered May 22, 2020 (3 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Mar 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address