RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jul 29, 2026 · Miami, Fl
- C•••••• A•••••••• I••• formerMay 23, 2022 to Nov 25, 2024 · Frisco, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 11, 2020 to Apr 18, 2022 · Miami, Fl
- C•••••• A•••••••• I••• to C••••••left Nov 25, 2024, registered Jul 29, 2026 (611 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• A•••••••• I•••left Apr 18, 2022, registered May 23, 2022 (35 days) · Wirehouse to independent RIA
- J••••• H••••• B••••••• left C•••••• A•••••••• I••• for Corient (registered 2026-07-29)Nov 25, 2024 · Advisor changed firm · fact
- J••••• H••••• B••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• A•••••••• I••• (registered 2022-05-23)Apr 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address