DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Dodge

Annex Wealth Management, LLCindependent RIABrookfield, Wi IA-onlyIAPD 7149425

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

1 y

since Jul 16, 2025

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Annex Wealth Management, LLC independent RIA current
since Jul 16, 2025 · Brookfield, Wi
Fifth Third Securities, Inc. BD affiliated
Nov 30, 2023 to Jun 30, 2025 · Naples, Fl
Fidelity Personal And Workplace Advisors former
Mar 14, 2022 to Nov 22, 2023 · Naples, Fl
MML Investors Services, LLC BD affiliated
Nov 4, 2019 to Jan 25, 2022 · State College, Pa

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to Annex Wealth Management, LLC
left Jun 30, 2025, registered Jul 16, 2025 (16 days) · Affiliated broker-dealer or bank to independent RIA
Fidelity Personal And Workplace Advisors to Fifth Third Securities, Inc.
left Nov 22, 2023, registered Nov 30, 2023 (8 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Fidelity Personal And Workplace Advisors
left Jan 25, 2022, registered Mar 14, 2022 (48 days) · Affiliated broker-dealer or bank to another

Signals

Michael Dodge left Fifth Third Securities, Inc. for Annex Wealth Management, Llc (registered 2025-07-16)
Jun 30, 2025 · Advisor changed firm · fact
Michael Dodge left Fidelity Personal And Workplace Advisors for Fifth Third Securities, Inc. (registered 2023-11-30)
Nov 22, 2023 · Advisor changed firm · fact
Michael Dodge left Mml Investors Services, Llc for Fidelity Personal And Workplace Advisors (registered 2022-03-14)
Jan 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address