DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R• M•••••••

N•••••• A•••••••BD affiliatedNew Orleans, La dual registrantIAPD 7156206

Feed of 09/14/2026

Also filed as J••• M•••••••

At current firm

1 y

since Apr 10, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since Apr 10, 2025 · Destin, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 19, 2023 to Mar 28, 2025 · Destin, Fl
S••••• F••••••••• L••• independent RIA
May 22, 2023 to Nov 17, 2023 · Panama City Beach, Fl
R•••••• J•••• • A••••••••• I••• national BD
Jan 21, 2022 to May 17, 2023 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• A•••••••
left Mar 28, 2025, registered Apr 10, 2025 (13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
S••••• F••••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 17, 2023, registered Dec 19, 2023 (32 days) · RIA to wirehouse
R•••••• J•••• • A••••••••• I••• to S••••• F••••••••• L•••
left May 17, 2023, registered May 22, 2023 (5 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J••• R• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for N•••••• A••••••• (registered 2025-04-10)
Mar 28, 2025 · Advisor changed firm · fact
J••• R• M••••••• left S••••• F••••••••• L••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-12-19)
Nov 17, 2023 · Advisor changed firm · fact
J••• R• M••••••• left R•••••• J•••• • A••••••••• I••• for S••••• F••••••••• L••• (registered 2023-05-22)
May 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address