DFX Intelligence
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Registered advisor
F•••••• T•••••••• G••••••••
Feed of 09/14/2026
Also filed as F•••••• M••••• G••••••••• M••••• T••••••••
At current firm
11 y
since Apr 7, 2015
In the industry
45 y
since Oct 15, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 7, 2015 · Paramus, Nj
- U•• F•••••••• S••••••• I••• wirehouseJul 13, 2006 to Apr 13, 2015 · Paramus, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 12, 2002 to Jul 21, 2006 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 13, 2015, registered Apr 7, 2015 (-6 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jul 21, 2006, registered Jul 13, 2006 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address