RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•• N•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 10, 2026 · Winnetka, Il
- U•• F•••••••• S••••••• I••• wirehouseSep 16, 2021 to Jul 27, 2026 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedMar 2, 2021 to Sep 21, 2021 · Crystal Lake, Il
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Jul 27, 2026, registered Aug 10, 2026 (14 days) · Wirehouse to wirehouse · moved with a team
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 21, 2021, registered Sep 16, 2021 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- B•• N••••• left U•• F•••••••• S••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-08-10)Jul 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address