DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• K••••••• S•••••

C••• L••BD affiliatedOmaha, Ne IA-onlyIAPD 7159838

Feed of 09/15/2026

Also filed as N••••• K••••••• French

At current firm

1 y

since Jun 2, 2025

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Jun 2, 2025 · Pittsburgh, Pa
A••••• • P••••••• S••••••• L•• independent RIA
Aug 18, 2024 to Mar 17, 2025 · Youngwood, Pa
C••• L•• BD affiliated
Feb 26, 2024 to Jul 22, 2024 · Pittsburgh, Pa
T••••••• I••••••••• M••••••••• I••• BD affiliated
May 11, 2020 to Feb 27, 2024 · Camp Hill, Pa

Moves

a registration end followed by a registration begin elsewhere

A••••• • P••••••• S••••••• L•• to C••• L••
left Mar 17, 2025, registered Jun 2, 2025 (77 days) · RIA to affiliated broker-dealer or bank
C••• L•• to A••••• • P••••••• S••••••• L••
left Jul 22, 2024, registered Aug 18, 2024 (27 days) · Affiliated broker-dealer or bank to independent RIA
T••••••• I••••••••• M••••••••• I••• to C••• L••
left Feb 27, 2024, registered Feb 26, 2024 (-1 days) · Affiliated broker-dealer or bank to another

Signals

N••••• K••••••• S••••• left A••••• • P••••••• S••••••• L•• for C••• L•• (registered 2025-06-02)
Mar 17, 2025 · Advisor changed firm · fact
N••••• K••••••• S••••• left C••• L•• for A••••• • P••••••• S••••••• L•• (registered 2024-08-18)
Jul 22, 2024 · Advisor changed firm · fact
N••••• K••••••• S••••• left T••••••• I••••••••• M••••••••• I••• for C••• L•• (registered 2024-02-26)
Feb 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address